/underwriter Profile

B. Riley Securities, Inc.

underwriter

Firm Overview

B. Riley Securities, Inc. is a leading investment bank providing corporate finance, research, sales and trading services to corporate, institutional, and high net worth individual clients. It is a subsidiary of B. Riley Financial, Inc.

Aggregate Capital Deployment Matrix

Active/Searching: $3.57B (41.9%)

Liquidated: $400M (4.7%)

Total Capital Deployed

$8,507,325,000

Active / Searching Capital:

$3,567,600,000

Transaction Volume

54 Transactions

Merger Completion Rate

38.9%

Syndicate Intelligence

Frequent Underwriters

Chardan Capital Markets, LLC19 Deals
SPAC Advisory Partners, a division of Kingswood Capital Partners LLC3 Deals
Stifel, Nicolaus & Company, Incorporated3 Deals
BofA Securities, Inc.3 Deals
SPAC Advisory Partners, LLC2 Deals

Key Executives & Board

Top Sectors

Climate Solutions1 Deals
Nuclear Energy1 Deals
ADAS and AD software1 Deals
Lithium extraction1 Deals
Financial Services Technology1 Deals

Syndicate Deal History

Ticker	Company	Status	Trust	Price	Warrant	IPO Date	Time Left	Deal Value	Sector	Bookrunner
OTGA	OTG Acquisition Corp. I	searching	201.0M	$10.00	1/2	Aug 2025	17mo	-	General	B. Riley Securities, Inc.
GSRF	GSR IV Acquisition Corp.	searching	200.0M	$10.00	-	Jul 2025	16mo	-	General	The Benchmark Company, LLC
QUMS	QuantumSphere Acquisition Corporation	searching	60.0M	$10.00	-	May 2025	14mo	-	General	SPAC Advisory Partners, a division of Kingswood Capital Partners LLC
DRDB	Roman DBDR Acquisition Corp. II	closed	201.0M	$10.00	1/2	Sep 2024	Done	850.0M	Climate Solutions	B. Riley Securities, Inc.
GSRT	GSR III Acquisition Corp.	closed	200.0M	$10.00	3/4	Jul 2024	Done	475.0M	Nuclear Energy	SPAC Advisory Partners, LLC
MISN	Mission Space Sponsor LLC	searching	101.0M	$10.00	1/2	Apr 2024	-	-	General	B. Riley Securities, Inc.
LDTC	Prospector Capital Corp.	closed	14.6M	$0.89	-	Feb 2024	Done	200.0M	ADAS and AD software	Stifel, Nicolaus & Company, Incorporated
GLAC	Global Lights Acquisition Corp	searching	60.3M	$10.00	-	Sep 2023	-	-	General	Chardan Capital Markets, LLC
HUDA	Hudson Acquisition I Corp.	closed	60.9M	$10.00	1/5	Apr 2022	Done	-	General	Chardan Capital Markets, LLC
SGHL	Signal Hill Acquisition Corp.	searching	102.0M	$10.00	1/2	Jan 2022	-	-	General	B. Riley Securities, Inc.
RDXX	Roman DBDR Tech Acquisition Corp. III	searching	253.8M	$10.00	1/3	Dec 2021	-	-	General	B. Riley Securities, Inc.
GLLI	Globalink Investment Inc.	announced	101.5M	$10.00	1/2	Nov 2021	-	1.6B	General	Chardan Capital Markets, LLC
DAOO	Crypto 1 Acquisition Corp	searching	201.0M	$10.00	3/4	Nov 2021	-	-	General	B. Riley Securities, Inc.
SGII	Seaport Global Acquisition II Corp.	announced	126.9M	$10.00	1/2	Nov 2021	-	-	Lithium extraction	B. Riley Securities, Inc.
GDNR	Gardiner Healthcare Acquisitions Corp.	searching	75.8M	$10.00	1/1	Oct 2021	-	-	General	Chardan Capital Markets, LLC
RDTX	Roman DBDR Tech Acquisition Corp. II	searching	219.3M	$10.00	1/2	Oct 2021	-	-	General	B. Riley Securities, Inc.
BMAQ	Blockchain Moon Acquisition Corp.	searching	100.0M	$10.00	1/2	Sep 2021	-	-	General	Chardan Capital Markets, LLC
MTRY	Monterey Bio Acquisition Corporation	searching	101.0M	$10.00	1/1	Sep 2021	-	-	General	Chardan Capital Markets, LLC
WINV	WinVest Acquisition Corp.	announced	101.0M	$10.00	1/2	Aug 2021	-	-	General	Chardan Capital Markets, LLC
BRAC	Broad Capital LLC	announced	101.0M	$10.00	-	Aug 2021	-	-	Financial Services Technology	Chardan Capital Markets, LLC
AEAE	AltEnergy Acquisition Corp.	announced	204.0M	$10.00	1/2	Aug 2021	-	80.0M	Automotive Parts Manufacturing	B. Riley Securities, Inc.
SDIG	Stronghold Digital Mining, Inc.	announced	-	$17.00	-	Jul 2021	-	-	General	B. Riley Securities, Inc.
APN	Apeiron Capital Investment Corp.	closed	200.0M	$10.00	1/2	Jun 2021	Done	-	Life Sciences	B. Riley Securities, Inc.
CLAQ	CleanTech Acquisition Corp.	announced	250.0M	$10.00	1/2	May 2021	-	561.0M	Robotics and Automation	Chardan Capital Markets, LLC
DRAY	Macondray Capital Acquisition Corp. I	searching	252.5M	$10.00	1/3	May 2021	-	-	General	B. Riley Securities, Inc.
MCAE	Mountain Crest Acquisition Corp. III	closed	50.0M	$10.00	-	Apr 2021	Done	1.0B	Healthcare	Chardan Capital Markets, LLC
SPK	SPK Acquisition Corp.	announced	50.0M	$10.00	-	Apr 2021	-	45.0M	Biopharmaceuticals	Chardan Capital Markets, LLC
IMAQ	International Media Acquisition Corp.	announced	200.0M	$10.00	3/4	Apr 2021	-	-	General	Chardan Capital Markets, LLC
AURV	Aurvandil Acquisition Corp.	searching	250.0M	$10.00	1/2	Apr 2021	-	-	General	B. Riley Securities, Inc.
GLTA	Galata Acquisition Corp.	announced	125.0M	$10.00	1/2	Apr 2021	-	450.0M	Tech-enabled urban transportation services	B. Riley Securities, Inc.
OSLU	Osiris Acquisition Corp.	searching	250.0M	$10.00	1/2	Apr 2021	-	-	General	Jefferies LLC
PRBM	Parabellum Acquisition Corp.	closed	126.3M	$10.00	3/4	Mar 2021	Done	-	General	B. Riley Securities, Inc.
MACS	Modiv Acquisition Corp.	searching	100.0M	$10.00	1/2	Mar 2021	-	-	General	Chardan Capital Markets, LLC
ALTP	Altamont Pharma Acquisition Corp	searching	100.0M	$10.00	1/2	Mar 2021	-	-	General	Chardan Capital Markets, LLC
NYSE:PSQH	Colombier Acquisition Corp.	announced	150.0M	$10.00	1/3	Mar 2021	-	-	General	B. Riley Securities, Inc.
EVOJ	Evo Acquisition Corp.	closed	100.0M	$10.00	1/2	Jan 2021	Done	260.0M	General	B. Riley Securities, Inc.
QFTA	Quantum FinTech Acquisition Corporation	closed	150.0M	$10.00	1/2	Jan 2021	Done	-	General	Chardan Capital Markets, LLC
ARKO	ARKO Corp.	closed	-	$10.00	-	Jan 2021	Done	1.5B	Convenience Store Industry	Stifel, Nicolaus & Company, Incorporated
FAZE	B. Riley Principal 150 Merger Corp.	announced	150.0M	$10.00	1/3	Jan 2021	-	987.0M	Digital Media and Entertainment	B. Riley Securities, Inc.
AGAC	African Gold Acquisition Corporation	searching	300.0M	$10.00	3/4	Jan 2021	-	-	General	B. Riley Securities, Inc.
EAC	Edify Acquisition Corp.	announced	200.0M	$10.00	1/2	Dec 2020	-	-	General	BMO Capital Markets Corp.
BTTX	Mountain Crest Acquisition Corp II	closed	50.0M	$0.19	-	Dec 2020	Done	150.0M	General	Chardan Capital Markets, LLC
VHAQ	Viveon Health Acquisition Corp.	closed	171.7M	$10.00	1/2	Dec 2020	Done	-	Medical Technology	Chardan Capital Markets, LLC
PRST	Ventoux CCM Acquisition Corp.	announced	151.5M	$8.21	1/2	Dec 2020	-	525.0M	Hospitality Technology	Chardan Capital Markets, LLC
RDBX	Seaport Global Acquisition Corp.	closed	126.3M	$10.00	3/4	Oct 2020	Done	-	General	B. Riley Securities, Inc.
NOAC	Natural Order Acquisition Corp.	searching	200.0M	$10.00	1/2	Oct 2020	-	-	General	Chardan Capital Markets, LLC
HCAR	Healthcare Services Acquisition Corporation	searching	240.0M	$10.00	1/2	Oct 2020	-	-	General	B. Riley Securities, Inc.
LCP	LCP Acquisition Corp.	searching	200.0M	$10.00	1/3	Oct 2020	-	-	General	Deutsche Bank Securities Inc.
GPGI	Roman DBDR Tech Acquisition Corp.	announced	224.4M	$10.00	1/2	Oct 2020	-	-	General	B. Riley Securities, Inc.
TMTS	Spartacus Acquisition Corporation	closed	253.8M	$10.00	1/2	Sep 2020	Done	897.0M	General	B. Riley Securities, Inc.
CCV	Churchill Capital Corp V	liquidated	400.0M	$10.00	1/4	Sep 2020	Done	-	General	Citigroup Global Markets, Inc.
SAII	Software Acquisition Group Inc. II	closed	150.0M	$10.00	1/2	Aug 2020	Done	1.4B	General	B. Riley Securities, Inc.
ASTR	Holicity Inc.	announced	250.0M	$10.00	1/3	Jul 2020	-	2.0B	General	Maxim Group LLC.
ABX	East Resources Acquisition Company	announced	300.0M	$10.00	1/2	Jul 2020	-	-	life settlement	Piper Sandler & Co.