/underwriter Profile
M. Klein and Company, LLC
underwriter
Firm Overview
M. Klein and Company, LLC is a financial advisory firm associated with Michael Klein and has been identified in SEC filings as serving as financial advisor in merger transactions.
Aggregate Capital Deployment Matrix
Active/Searching: $200M (33.3%)
Total Capital Deployed
$600,000,000
Active / Searching Capital:
$200,000,000Transaction Volume
2 Transactions
Merger Completion Rate
50.0%
Syndicate Intelligence
Frequent Underwriters
- BTIG, LLC1 Deals
- Odeon Capital Group LLC.1 Deals
- Citigroup Global Markets, Inc.1 Deals
Key Executives & Board
- Peter D. Aquino1 Deals
- Igor Volshteyn1 Deals
- Mark Szynkowski1 Deals
- Christopher Downie1 Deals
- David Marshack1 Deals
Top Sectors
- Technology1 Deals
Syndicate Deal History
| Ticker | Company | Status | Trust | Price | Warrant | IPO Date | Time Left | Deal Value | Sector | Bookrunner |
|---|---|---|---|---|---|---|---|---|---|---|
| TMTS | Spartacus Acquisition Corp. II | searching | 200.0M | $10.00 | 1/3 | Dec 2025 | 21mo | - | General | BTIG, LLC |
| SKIL | Churchill Capital Corp II | announced | 400.0M | $10.00 | 1/3 | Jun 2019 | - | - | Technology | Citigroup Global Markets, Inc. |