/Institution Profile

UBS Securities LLC

Institution

Firm Overview

UBS Securities LLC is the U.S. broker-dealer affiliate of UBS Group AG, providing institutional securities and investment banking services such as underwriting, sales and trading, market making, and research, and is a member of FINRA and SIPC.

Aggregate Capital Deployment Matrix

Active/Searching: $4.71B (34.3%)

Liquidated: $1.36B (9.9%)

Total Capital Deployed

$13,758,875,000

Active / Searching Capital:

$4,714,000,000

Transaction Volume

62 Transactions

Merger Completion Rate

32.3%

Syndicate Intelligence

Frequent Underwriters

Citigroup Global Markets, Inc.15 Deals
Credit Suisse Securities (USA) LLC7 Deals
Goldman Sachs & Co., LLC7 Deals
Barclays Capital Inc.7 Deals
BTIG, LLC5 Deals

Key Executives & Board

Top Sectors

Healthcare2 Deals
Biotechnology1 Deals
Healthcare Technology Management1 Deals
Robotics1 Deals
Healthcare Technology1 Deals

Syndicate Deal History

Ticker	Company	Status	Trust	Price	Warrant	IPO Date	Time Left	Deal Value	Sector	Bookrunner
PAII	Pyrophyte Acquisition Corp. II	searching	175.0M	$0.00	1/2	Jun 2025	15mo	-	General	UBS Securities LLC
RAC	Rithm Acquisition Corp.	searching	200.0M	$10.00	1/3	Feb 2025	10mo	-	General	Citigroup Global Markets, Inc.
OACCU	Oaktree Acquisition Corp. III Life Sciences	searching	175.0M	$10.00	1/5	Oct 2024	6mo	-	General	Jefferies LLC
MNY	MoneyHero Limited	closed	-	-	-	Oct 2023	Done	-	General	UBS Securities LLC
MISN	Mission Control Acquisition Corp.	searching	101.0M	$10.00	1/2	Aug 2023	-	-	General	EarlyBird Capital, Inc.
KDK	Ares Acquisition Corporation II	closed	404.0M	$10.00	1/2	Mar 2023	Done	2.5B	General	Citigroup Global Markets, Inc.
ISRL	Israel Acquisitions Corp	closed	202.0M	$10.00	1/2	Mar 2022	Done	180.0M	General	BTIG, LLC
AMPX	Kensington Capital Acquisition Corp. IV	closed	200.0M	$10.00	-	Jan 2022	Done	-	General	UBS Securities LLC
FRBN	Forbion European Acquisition Corp.	announced	102.5M	$10.00	1/3	Nov 2021	-	111.0M	Biotechnology	UBS Securities LLC
MTVC	Motive Capital Corp II	searching	255.0M	$10.00	1/3	Nov 2021	-	-	General	UBS Securities LLC
TOAC	Talon 1 Acquisition Corp.	liquidated	205.0M	$10.00	1/2	Oct 2021	Done	-	General	Credit Suisse Securities (USA) LLC
PHYT	Pyrophyte Acquisition Corp.	closed	179.4M	$10.00	1/2	Oct 2021	Done	675.0M	General	UBS Securities LLC
XFIN	ExcelFin Acquisition Corp.	closed	204.0M	$10.00	1/2	Oct 2021	Done	-	General	UBS Securities LLC
TGR	Kimbell Tiger Acquisition Corporation	searching	206.0M	$10.00	1/2	Jul 2021	-	-	General	UBS Securities LLC
KCGI	Kensington Capital Acquisition Corp. V	searching	225.0M	$10.00	1/2	Jul 2021	-	-	General	UBS Securities LLC
BEAGU	Spinning Eagle Acquisition Corp.	searching	250.0M	$10.00	1/5	Jun 2021	-	-	General	UBS Securities LLC
GOBI	Gobi Acquisition Corp.	searching	250.0M	$10.00	-	Jun 2021	-	-	General	Citigroup Global Markets, Inc.
OMIC	Singular Genomics Systems, Inc.	announced	-	$21.00	-	May 2021	-	-	General	J.P. Morgan Chase
CREEF	Crescera Capital Acquisition Corp.	liquidated	178.5M	$10.00	1/2	Apr 2021	Done	-	General	UBS Securities LLC
ARTA	Artisan Acquisition Corp.	closed	300.0M	$10.00	1/3	Mar 2021	Done	-	General
HIGB	H.I.G. Acquisition Corp. II	searching	300.0M	$10.00	1/4	Mar 2021	-	-	General	Jefferies LLC
NTWO	N2 Acquisition Holdings Corp.	searching	450.0M	$10.00	1/4	Mar 2021	-	-	General	Credit Suisse Securities (USA) LLC
BRIM	Brimstone Acquisition Holdings Corp.	searching	250.0M	$10.00	1/4	Mar 2021	-	-	General	Citigroup Global Markets, Inc.
DSPQ	Denham Sustainable Performance Acquisition Corp.	searching	200.0M	$10.00	1/3	Mar 2021	-	-	General	UBS Securities LLC
AGTI	Federal Street Acquisition Corp.	closed	-	$19.00	-	Mar 2021	Done	1.7B	Healthcare Technology Management	BofA Securities, Inc.
AAQC	AAC	searching	400.0M	$10.00	1/3	Mar 2021	-	-	General	AAC
TGAAF	Target Global Acquisition I Corp.	closed	204.0M	$10.00	1/3	Mar 2021	Done	-	Robotics	BofA Securities, Inc.
EXAC	Excolere Acquisition Corp.	searching	178.5M	$10.00	1/2	Feb 2021	-	-	General	UBS Securities LLC
EJFA	EJF Acquisition Corp.	announced	250.0M	$10.00	1/3	Feb 2021	-	-	General	UBS Securities LLC
SVFC	SVF Investment Corp. 3	closed	350.0M	$10.00	1/5	Feb 2021	Done	4.5B	General	Citigroup Global Markets, Inc.
LGV	Longview Acquisition Corp. II	announced	500.0M	$10.00	1/5	Jan 2021	-	-	Healthcare Technology	UBS Securities LLC
PDOT	Peridot Acquisition Corp. II	searching	300.0M	$10.00	1/5	Jan 2021	-	-	General	UBS Securities LLC
ITQ	Itiquira Acquisition Corp.	liquidated	200.0M	$10.00	1/2	Jan 2021	Done	-	General	Citigroup Global Markets, Inc.
AAC	Ares Acquisition Corporation	announced	725.0M	$10.00	1/5	Jan 2021	-	1.1B	Nuclear Energy	UBS Securities LLC
SLCR	Silver Crest Acquisition Corporation	announced	250.0M	$10.00	1/2	Dec 2020	-	1.4B	General	UBS Securities LLC
PPGH	Poema Global	closed	250.0M	$10.00	1/2	Dec 2020	Done	-	General	Citigroup Global Markets, Inc.
GFX	Golden Falcon Acquisition Corp.	searching	250.0M	$10.00	1/2	Dec 2020	-	-	General	UBS Securities LLC
MOTV	Motive Capital Corp	liquidated	300.0M	$10.00	1/3	Nov 2020	Done	-	General
JCIC	Jack Creek Investment Corp.	closed	250.0M	$10.00	1/2	Sep 2020	Done	915.0M	General	UBS Securities LLC
PDAC	Peridot Acquisition Corp.	closed	300.0M	$10.00	1/2	Sep 2020	Done	975.0M	General	UBS Securities LLC
OWLT	Sandbridge Acquisition Corporation	closed	200.0M	$10.00	1/2	Aug 2020	Done	-	General	Citigroup Global Markets, Inc.
PMVC	PMV Consumer Acquisition Corp.	liquidated	175.0M	$10.00	1/2	Aug 2020	Done	-	General	UBS Securities LLC
FST	FAST Acquisition Corp.	closed	200.0M	$10.00	1/2	Aug 2020	Done	3.8B	Gaming, Restaurant, Hospitality, and Entertainment	Citigroup Global Markets, Inc.
BOWX	BowX Acquisition Corp.	announced	333.0M	$10.00	1/3	Jul 2020	-	8.8B	Flexible Workspace Provider	UBS Securities LLC
CMAX	Deerfield Healthcare Technology Acquisitions Corp.	closed	125.0M	$10.00	1/5	Jun 2020	Done	614.0M	Healthcare	Deutsche Bank Securities Inc.
DMYD	dMY Technology Group, Inc. II	liquidated	200.0M	$10.00	1/3	Jun 2020	Done	1.4B	General	Goldman Sachs & Co., LLC
GLS	Capstar Special Purpose Acquisition Corp.	closed	200.0M	$10.00	1/2	Jun 2020	Done	675.0M	General	Citigroup Inc.
BFLY	Longview Acquisition Corp.	closed	300.0M	$10.00	1/3	May 2020	Done	-	Digital Health	Cowen and Company, LLC
TOI	DFP Healthcare Acquisitions Corp.	closed	200.0M	$10.00	1/4	Feb 2020	Done	-	Oncology	Deutsche Bank Securities Inc.
RSI	dMY Technology Group, Inc.	closed	200.0M	$10.00	1/2	Jan 2020	Done	1.7B	Online Gaming	Goldman Sachs & Co., LLC
CIIC	CIIG Merger Corp.	closed	225.0M	$10.00	1/2	Nov 2019	Done	-	General	UBS Securities LLC
HSAC	Health Sciences Acquisitions Corporation	closed	100.0M	$10.00	1/2	Apr 2019	Done	-	General	Chardan Capital Markets, LLC
HYLN	Tortoise Acquisition Corp.	closed	225.0M	$10.00	1/2	Feb 2019	Done	1.0B	General	Barclays Capital Inc.
NFC	New Frontier Corporation	announced	230.0M	$10.00	1/2	Jun 2018	-	1.3B	Healthcare	Credit Suisse Securities (USA) LLC
BBCP	Industrea Acquisition Corp.	announced	204.0M	$6.54	1/2	Jun 2017	-	610.0M	Concrete Pumping Services	UBS Securities LLC
	Dundon Capital Acquisition Corporation	searching	400.0M	$10.00	1/2	Nov 2015	-	-	General	UBS Securities LLC
DSKE	Hennessy Capital Acquisition Corp. II	announced	175.0M	$10.00	1/2	Jun 2015	-	-	Transportation and Logistics	UBS Securities LLC
INSE	Hydra Industries Acquisition Corp.	liquidated	100.0M	$10.00	1/2	Aug 2014	Done	200.0M	Gaming Technology	UBS Securities LLC
	PBF Logistics LP	closed	-	$20.00	-	Apr 2014	Done	-	Petroleum Refining	Barclays Capital Inc.
LCA	Lambert’s Cove Acquisition Corporation	announced	98.5M	$10.00	1/1	Mar 2008	-	-	General	UBS Securities LLC
ARY	ASM Acquisition Company Limited	searching	148.5M	$10.00	1/1	Jan 2008	-	-	General	UBS Securities LLC
	BPW Acquisition Corp.	searching	-	$10.00	1/1	Nov 2007	-	-	General	Citigroup Global Markets, Inc.